LOG#127. Basic Neutrinology(XII).

When neutrinos pass through matter or they propagate in a medium (not in the vacuum), a subtle and potentially important effect occurs. This is called the MSW effect (Mikheyev-Smirnov-Wolfenstein effect). It is pretty similar to a refraction of light in a medium, but now it happens that the particle (wave) propagating are not electromagnetic waves (photons) but neutrinos! In fact, the MSW effect consists in two different effects:

1st. A “resonance” enhancement of the neutrino oscillation pattern.

In the presence of matter, the neutrino experiences scattering and absorption. This last phenomenon is always negligible (or almost in most cases). At very low energies, coherent elastic forward scattering is the most important process. Similarly to optics, the net effect is the appearance of a phase difference, a refractive index or, equivalently, a neutrino effective mass.

The neutrino effective mass can cause an important change in the neutrino oscillation pattern, depending on the densities and composition of the medium. It also depends on the nature of the neutrino (its energy, its type and its oscillation length). In the neutrino case, the medium is “flavor-dispersive”: the matter is usually non-symmetric with respect to the lepton numbers! Then, the effective neutrino mass is different for the different weak eigenstates!

I will try to explain it as simple as possible here. For instance, take the solar electron plasma. The electrons in the solar medium have charged current interactions with $\nu_e$ but not with $\nu_\mu, \nu_\tau$. Thus, the resulting interaction energy is given by a interaction hamiltonian

(1) $H_{int}=\sqrt{2}G_FN_e$

where the numerical prefactor is conventional, $G_F$ is the Fermi constant and $N_e$ is the electron density. The corresponding neutral current interactions are identical fo al the neutrino species and, therefore, we have no net effect on their propagation. Hypothetical sterile neutrinos would have no interaction at all either. The effective global hamiltonian in flacor space is now the sum of two terms, the vacuum hamiltonian and the interaction part. We can write them together

(2) $H_w^{eff}=H_w^{eff,vac}+H_{int}\begin{pmatrix} 1 & 0 & 0\\ 0 & 0 & 0\\ 0 & 0 & 0\end{pmatrix}$

The consequence of this new effective hamiltonian is that the oscillation probabilities of the neutrino in matter can be largely increased due to a resonance with matter. In matter, for the simplest case with 2 flavors and 2 dimensions, we can define an effective oscillation/mixing angle as

(3) $\boxed{\sin\theta_M=\dfrac{\sin 2\theta/L_{osc}}{\left[\left(\cos 2\theta/L_{osc}-G_FN_e/\sqrt{2}\right)^2+\left(\sin 2\theta/L_{osc}\right)^2\right]^{1/2}}}$

The presence of the term proportional to the electron density can produce “a resonance” nullifying the denominator. there is a critical density $N_c^{osc}$ such as

(3) $\boxed{N_c^{osc}=\dfrac{\Delta m^2\cos 2\theta}{2\sqrt{2}EG_F}}$

for which the matter mixing angle $\theta_M$ becomes maximal and $\sin 2\theta_M\longrightarrow 1$, irrespectively of the value of the mixing angle in vacuum $\theta$. The probability that $\nu_e$ oscillates or mixes into a $\nu_\mu$ weak eigenstate after traveling a distance $L$ in this medium is give by the vacuum oscillation formula modified as follows:

1st. $\sin 2\theta\longrightarrow \sin 2\theta_M$

2nd. The kinematical factor differs by the replacement of $\Delta m^2$ with $\Delta m^2\sin 2\theta$. Hence, it follows that, at the critical density, we have the oscillation probability in matter (2 flavor and 2 dimensions):

(4) $\boxed{P_m (\nu_e\longrightarrow \nu_\mu;L)_{N_e=N_c^{osc}}=\sin^2\left(\sin 2\theta \dfrac{L}{L_{osc}}\right)}$

This equation tells us that we can get a full conversion of electron neutrino weak eigenstates into muon weak eigenstates, provided that the length and energy of the neutrino satisfy the condition

$\sin 2\theta \dfrac{L}{L_{osc}}=\dfrac{n\pi}{2}$ $\forall n=1,2,3,\ldots,\infty$

There is a second interesting limit that is mentioned often. This limit happens whenever the electron density $N_e$ is so large such that $\sin 2\theta_M\longrightarrow 0$, or equivalently, $\theta_M\longrightarrow \pi/2$. In this (dense matter) limit, there are NO oscillation in matter (they are “density suppresed”) because $\sin 2\theta_M$ vanishes and we have

$P_m (\nu_e\longrightarrow \nu_\mu;L)_{\left(N_e>>\dfrac{\Delta m^2}{2\sqrt{2}EG_F}\right)}\longrightarrow 0$

Therefore, the lesson here is that a big density can spoil the phenomenon of neutrino oscillations!

In summary, we have learned here that:

1st. There are neutrino oscillations “triggered” by matter. Matter can enhance or enlarge neutrino mixing by “resonance”.

2nd. A high enough matter density can spoil the neutrino mixing (the complementary effect to the previous one).

The MSW effect is particularly important in the field of geoneutrinos and when the neutrinos pass through the Earth core or mantle, as much as it also matters inside the stars or in collapsing stars that will become into supernovae. The flavor of neutrino states follows changes in the matter density!

See you in my next neutrinological post!

LOG#126. Basic Neutrinology(XI).

Why is the case of massive neutrinos so relevant in contemporary physics? The full answer to this question would be very long. In fact, I am making this long thread about neutrinology in order you understand it a little bit. If neutrinos do have nonzero masses, then, due to the basic postulates of the quantum theory there will be in a “linear combination” or “mixing” among all the possible “states”. It also happens with quarks! This mixing will be observable even at macroscopic distances from the production point or source and it has very important practical consequences ONLY if the difference of the neutrino masses squared are very small. Mathematically speaking $\Delta m_{ij}^2=m_i^2-m_j^2$. Typically, $\Delta m_{ij}\leq 1eV$, but some “subtle details” can increae this upper bound up to the keV scale (in the case of sterile or right-handed neutrinos, undetected till now).

In the presence of neutrino masses, the so-called “weak eigenstates” are different to “mass eigenstates”. There is a “transformation” or “mixing”/”oscillation” between them. This phenomenon is described by some unitary matrix U. The idea is:

$\mbox{Neutrino masses}\neq 0\longrightarrow \mbox{Transitions between neutrino mass eigenstates}$

$\mbox{Transitions between mass eigenstates}\longrightarrow \mbox{Neutrino mixing matrix}$

$\mbox{Neutrino mixing matrix}\longrightarrow \mbox{Neutrino oscillations}$

If neutrinos can only be created and detected as a result of weak processes, at origin (or any arbitrary point) we have a weak eigenstate as a “rotation” of a mass eigenstate through the mixing matrix U:

$\boxed{\vert \nu_w (0)\rangle =U\vert \nu_m (0)\rangle}$

In this post, I am only to introduce the elementary theory of neutrino oscillations (NO or NOCILLA)/neutrino mixing (NOMIX) from a purely heuristic viewpoint. I will be using natural units with $\hbar=c=1$.

If we ignore the effects of the neutrino spin, after some time the system will evolve into the next state (recall we use elementary hamiltonian evolution from quantum mechanics here):

$\vert \nu_m (t)\rangle=\exp \left( -iHt\right)\vert \nu_m (t)\rangle$

and where $H$ is the free hamiltonian of the system, i.e., in vacuum. It will be characterized by certain eigenvalues

$H=\mbox{diag}(\ldots,E_i,\ldots)$

and here, using special relativity, we write $E_i^2=p_i^2+m_i^2$

In most of the interesting cases (when $E\sim MeV$ and $m\sim eV$), this relativistic dispersion relationship $E=E(p,m)$ can be approximated by the next expression (it is the celebrated “ultra-relativistic” approximation):

$p\simeq E$

$E\simeq p+\dfrac{m^2}{2p}$

The effective neutrino hamiltonian can be written as

$H_{eff}=\mbox{diag}(\ldots,m_i^2,\ldots)/2E$

and

$\vert \nu_m (t)\rangle=U\exp \left(-iH_{eff}t\right)U^+\vert \nu_w (0)\rangle=\exp \left(-iH_w^{eff}t\right)\vert \nu_m (0)\rangle$

In this last equation, we write

$H_w^{eff}\equiv \simeq \dfrac{M^2}{2E}$

with

$M\equiv U\mbox{diag}\left(\ldots,m_i^2,\ldots\right)U^+$

We can perform this derivation in a more rigorous mathematical structure, but I am not going to do it here today. The resulting theory of neutrino mixing and neutrino oscillations (NO) has a beautiful corresponded with Neutrino OScillation EXperiments (NOSEX). These experiments are usually analyzed under the simplest assumption of two flavor mixing, or equivalently, under the perspective of neutrino oscillations with 2 simple neutrino species we can understand this process better. In such a case, the neutrino mixing matrix U becomes a simple 2-dimensional orthogonal rotation matrix depending on a single parameter $\theta$, the oscillation angle. If we repeat all the computations above in this simple case, we find that the probability that a weak interaction eigenstate neutrino $\vert \nu_w\rangle$ has oscillated to other weak interaction eigenstate, say $\vert \nu_w'\rangle$ when the neutrino travels some distance $l=ct$ (remember we are supposing the neutrino are “almost” massless, so they move very close to the speed of light) is, taking $\nu_m=\nu_e$ and $\nu_m'=\nu_\mu$,

(1) $\boxed{P(\nu_e\longrightarrow \nu_\mu;l)=\sin^22\theta\sin^2\left(\dfrac{l}{l_{osc}}\right)}$

This important formula describes the probability of NO in the 2-flavor case. It is a very important and useful result! There, we have defined the oscillation length as

$\dfrac{1}{l_{osc}}\equiv\dfrac{\Delta m^2 l}{4E}$

with $\Delta m^2=m_1^2-m_2^2$. In practical units, we have

(2) $\boxed{\dfrac{1}{l_{osc}}=\dfrac{\Delta m^2 l}{4E}\simeq 1.27\dfrac{\Delta m^2(eV^2)l(m)}{E(MeV)}=1.27\dfrac{\Delta m^2(eV^2)l(km)}{E(GeV)}}$

As you can observe, the probabilities depend on two factors: the mixing (oscillation) angle and the kinematical factor as a function of the traveled distance, the momentum of the neutrinos and the mass difference between the two species. If this mass difference were probed to be non-existent, the phenomenon of the neutrino oscillation would not be possible (it would have 0 probability!). To observe the neutrino oscillation, we have to make (observe) neutrinos in which some of this parameters are “big”, so the probability is significant. Interestingly, we can have different kind of neutrino oscillation experiments according to how large are these parameters. Namely:

Long baseline experiments (LBE). This class of NOSEX happen whenever you have an oscillation length of order $l\sim 10^{2}km$ or bigger. Even, the neutrino oscillations of solar neutrinos (neutrinos emitted by the sun) and other astrophysical sources can also be understood as one of this. Neutrino beam experiments belong to this category as well.

-Short baseline experiments (SBE). This class of NOSEX happen whenever the distances than neutrino travel are lesser than hundreds of kilometers, perhaps some. Of course, the issue is conventional. Reactor experiments like KamLAND in Japan (Daya Bay in China, or RENO in South Korea) are experiments of this type.

Moreover, beyond reactor experiments, you also have neutrino beam experiments (T2K, $NO\nu A$, OPERA,…). Neutrino telescopes or detectors like IceCube are the next generation of neutrino “observers” after SuperKamiokande (SuperKamiokande will become HyperKamiokande in the near future, stay tuned!).

In summary, the phenomenon of neutrino mixing/neutrino oscillations/changing neutrino flavor transforms the neutrino in a very special particle under quantum and relativistic theories. Neutrinos are one of the best tools or probes to study matter since they only interact under weak interactions and gravity! Therefore, neutrinos are a powerful “laboratory” in which we can test or search for new physics (The fact that neutrinos are massive is, said this, a proof of new physics beyond the SM since the SM neutrinos are massless!). Indeed, the phenomenon is purely quantum and (special) relativist since the neutrinos are tiny particles and “very fast”. We have seen what are the main ideas behind this phenomenon and the main classes of neutrino experiments (long baseline and shortbaseline experiments). Moreover, we also have “passive” neutrino detectors like SuperKamiokande, IceCube and many others I will not quote here. They study the neutrino oscillations detecting atmospheric neutrinos (the result of cosmic rays hitting the atmosphere), solar neutrinos and other astrophysical sources of neutrinos (like supernovae!).  I have talked you about cosmic relic neutrinos too in the previous post. Aren’t you convinced that neutrinos are cool? They are “metamorphic”, they have flavor, they are everywhere!

See you in my next neutrinological post!

LOG#116. Basic Neutrinology(I).

This new post ignites a new thread.

Subject: the Science of Neutrinos. Something I usually call Neutrinology.

I am sure you will enjoy it, since I will keep it elementary (even if I discuss some more advanced topics at some moments). Personally, I believe that the neutrinos are the coolest particles in the Standard Model, and their applications in Science (Physics and related areas) or even Technology in the future ( I will share my thoughts on this issue in a forthcoming post) will be even greater than those we have at current time.

Let me begin…

The existence of the phantasmagoric neutrinos ( light, electrically neutral and feebly -very weakly- interacting fermions) was first proposed by W. Pauli in 1930 to save the principle of energy conservation in the theory of nuclear beta decay. The idea was promptly adopted by the physics community but the detection of that particle remained elusive: how could we detect a particle that is electrically neutral and that interact very,very weakly with normal matter? In 1933, E. Fermi takes the neutrino hypothesis, gives the neutrino its name (meaning “little neutron”, since it was realized than neutrinos were not Chadwick’s neutrons) and builds his theory of beta decay and weak interactions. With respect to its mass, Pauli initially expected the mass of the neutrino to be small, but necessarily zero. Pauli believed (originally) that the neutrino should not be much more massive than the electron itself. In 1934, F. Perrin showed that its mass had to be less than that of the electron.

By the other hand, it was firstly proposed to detect neutrinos exploding nuclear bombs! However, it was only in 1956 that C. Cowan and F. Reines (in what today is known as the Reines-Cowan experiment) were able to detect and discover the neutrino (or more precisely, the antineutrino). In 1962, Leon M. Lederman, M. Schwartz, J. Steinberger and Danby et al. showed that more than one type of neutrino species $\nu_e,\nu_\mu$ should exist by first detecting interactions of the muon neutrino. They won the Nobel Prize in 1988.

When we discovered the third lepton, the tau particle (or tauon), in 1975 at the Stanford Linear Accelerator Center, it too was expected to have an associated neutrino particle. The first evidence for this 3rd neutrino “flavor” came from the observation of missing energy and momentum in tau decays. These decays were analogue to the beta decay behaviour leading to the discovery of the neutrino particle.

In 1989, the study of the Z boson lifetime allows us to show with great experimental confidence that only 3 light neutrino species (or flavors) do exist. In 2000, the first detection of tau neutrino ($\nu_\tau$ in addition to $\nu_e,\nu_\mu$) interactions was announced by the DONUT collaboration at Fermilab, making it the latest particle of the Standard Model to have been discovered until the recent Higgs particle discovery (circa 2012, about one year ago).

In 1998, research results at the Super-Kamiokande neutrino detector in Japan (and later, independently, from SNO, Canada) determined for the first time that neutrinos do indeed experiment “neutrino oscillations” (I usually call NOCILLA, or NO for short, this phenomenon), i.e., neutrinos flavor “oscillate” and change their flavor when they travel  “short/long” distances. SNO and Super-Kamiokande tested and confirmed this hypothesis using “solar neutrinos”. this (quantum) phenomenon implies that:

1st. Neutrinos do have a mass. If they were massless, they could not oscillate. Then, the old debate of massless vs. massive neutrinos was finally ended.

2nd. The solar neutrino problem is solved. Some solar neutrinos scape to the detection in Super-Kamiokande and SNO, since they could not detect all the neutrino species. It also solved the old issue of “solar neutrinos”. The flux of (detected) solar neutrinos was lesser than expected (generally speaking by a factor 2). The neutrino oscillation hypothesis solved it since it was imply the fact that some neutrinos have been “transformed” into a type we can not detect.

3rd. New physics does exist. There is new physics at some energy scale beyond the electroweak scale (the electroweak symmetry breaking and typical energy scale is about 100GeV). The SM is not complete. The SM does (indeed) “predict” that the neutrinos are massless. Or, at least, it can be made simpler if you make neutrinos to be massless neutrinos described by Weyl spinors. It shows that, after the discovery of neutrino oscillations, it is not the case. Neutrinos are massive particles. However, they could be Dirac spinors (as all the known spinors in the Standard Model, SM) or they could also be Majorana particles, neutral fermions described by “Majorana” spinors and that makes them to be their own antiparticles! Dirac particles are different to their antiparticles. Majorana particles ARE the same that their own antiparticles.

In the period 2001-2005, neutrino oscillations (NO)/neutrino mixing phenomena(NEMIX) were observed for the first time at a reactor experiment (this type of experiment are usually referred as short baseline experiment in the neutrino community) called KamLAND. They give a good estimate (by the first time) of the difference in the squares of the neutrino masses. In May 2010, it was reported that physicists from CERN and the Italian National Institute for Nuclear Physics, in Gran Sasso National Laboratory, had observed for the first time a transformation between neutrino flavors during an accelerator experiment (also called neutrino beam experiment, a class of neutrino experiment belonging to “long range” or “long” baseline experiments with neutrino particles). It was a new solid evidence that at least one neutrino species or flavor does have mass. In 2012, the Daya Bay Reactor experiment in China, and later RENO in South Korea measured the so called $\theta_{13}$ mixing angle, the last neutrino mixing angle remained to be measured from the neutrino mass matrix. It showed to be larger than expected and it was consistent with earlier, but less significant results by the experiments T2K (another neutrino beam experiment), MINOS (other neutrino beam experiment) and Double Chooz (a reactor neutrino experiment).

With the known value of $\theta_{13}$ there are some probabilities that the $NO\nu A$ experiment at USA can find the neutrino mass hierarchy. In fact, beyond to determine the spinorial character (Dirac or Majorana) of the neutrino particles, and to determine their masses (yeah, we have not been able to “weight” the neutrinos, but we are close to it: they are the only particle in the SM with no “precise” value of mass), the remaining problem with neutrinos is to determine what kind of spectrum they have and to measure the so called CP violating processes. There are generally 3 types of neutrino spectra usually discussed in the literature:

A) Normal Hierarchy (NH): $m_1<. This spectrum follows the same pattern in the observed charged leptons, i.e., $m(e)<. The electron is about 0.511MeV, muon is about 106 MeV and the tau particle is 1777MeV.

B) Inverted Hierarchy (IH): $m_1<. This spectrum follows a pattern similar to the electron shells in atoms. Every “new” shell is closer in energy (“mass”) to the previous “level”.

C) Quasidegenerated (or degenerated) hierarchy/spectrum (QD): $m_1\sim m_2\sim m_3$.

While the above experiments show that neutrinos do have mass, the absolute neutrino mass scale is still not known. There are reasons to believe that its mass scale is in the range of some milielectron-volts (meV) up to the electron-volt scale (eV) if some extra neutrino degree of freedom (sterile neutrinos) do appear. In fact, the Neutrino OScillation EXperiments (NOSEX) are sensitive only to the difference in the square of the neutrino masses. There are some strongest upper limits on the masses of neutrinos that come from Cosmology:

1) The Big Bang model states that there is a fixed ratio between the number of neutrino species and the number of photons in the cosmic microwave background (CMB). If the total energy of all the neutrino species exceeded an upper bound about

$m_\nu\leq 50eV$

per neutrino, then, there would be so much mass in the Universe that it would collapse. It does not (apparently) happen.

2) Cosmological data, such as the cosmic microwave background radiation, the galaxy surveys, or the technique of the Lyman-alpha forest indicate that the sum of the neutrino masses should be less than 0.3 eV (if we don’t include sterile neutrinos, new neutrino species uncharged under the SM gauge group, that could increase that upper bound a little bit).

3) Some early measurements coming from lensing data of a galaxy cluster were analyzed in 2009. They suggest that the neutrino mass upper bound is about 1.5eV. This result is compatible with all the above results.

Today, some measurements in controlled experiments have given us some data about the squared mass differences (from both, solar neutrinos, atmospheric neutrinos produced by cosmic rays and accelerator/reactor experiments):

1) From KamLAND (2005), we get

$\Delta m_{21}^2=0\mbox{.}000079eV^2$

2) From MINOS (2006), we get

$\Delta m_{32}^2=0\mbox{.}0027eV^2$

There are some increasing efforts to directly determine the absolute neutrino mass scale in different laboratory experiments (LEX), mainly:

1) Nuclear beta decay (KATRIN, MARE,…).

2) Neutrinoless double beta decay (e.g., GERDA; CUORE, Cuoricino, NEMO3,…). If the neutrino is a Majorana particle, a new kind of beta decay becomes possible: the double beta decay without neutrinos (i.e., two electrons emitted and no neutrino after this kind of decay).

Neutrinos have a unique place among all the SM elementary particles. Their role in the cosmic evolution and the fundamental asymmetries in the SM (like CP violating reactions, or the C, T, and P single violations) make them the most fascinating and interesting particle that we know today (well, maybe, today, the Higgs particle is also as mysterious as the neutrino itself). We believe that neutrinos play an important role in Beyond Standard Model (BSM) Physics. Specially, I would like to highlight two aspects:

1) Baryogenesis from leptogenesis. Neutrinos can allow us to understand how could the Universe end in such an state that it contains (essentially) baryons and no antibaryons (i.e., the apparent matter-antimatter asymmetry of the Universe can be “explained”, with some unsolved problems we have not completely understood, if massive neutrinos are present).

2) Asymmetric mass generation mechanisms or the seesaw. Neutrinos allow us to build an asymmetric mass mechanism known as “seesaw” that makes “some neutrino species/states” very light and other states become “superheavy”. This mechanism is unique and, from some  non-subjective viewpoint, “simple”.

After nearly a century, the question of the neutrino mass and its origin is still an open question and a hot topic in high energy physics, particle physics, astrophysics, cosmology and theoretical physics in general.

If we want to understand the fermion masses, a detailed determination of the neutrino mass is necessary. The question why the neutrino masses are much smaller than their charged partners could be important! The little hierarchy problem is the problem of why the neutrino mass scale is smaller than the other fermionic masses and the electroweak scale. Moreover, neutrinos are a powerful probe of new physics at scales larger than the electroweak scale. Why? It is simple. (Massive) Neutrinos only interact under weak interactions and gravity! At least from the SM perspective, neutrinos are uncharged under electromagnetism or the color group, so they can only interact via intermediate weak bosons AND gravity (via the undiscovered gravitons!).

If neutrino are massive particles, as they show to be with the neutrino oscillation phenomena, the superposition postulates of quantum theory state that neutrinos, particles with identical quantum numbers, could oscillate in flavor space since they are electrically neutral particles. If the absolute difference of masses among them is small, then these oscillations or neutrino (flavor) mixing could have important phenomenological consequences in Astrophysics or Cosmology. Furthermore, neutrinos are basic ingredients of these two fields (Astrophysics and Cosmology). There may be a hot dark matter component (HDM) in the Universe: simulations of structure formation fit the observations only when some significant quantity of HDM is included. If so, neutrinos would be there, at least by weight, and they would be one of the most important ingredients in the composition of the Universe.

Regardless the issue of mass and neutrino oscillations/mixing, astrophysical interests in the neutrino interactions and their properties arise from the fact that it is produced in high temperature/high density environment, such as collapsing stars and/or supernovae or related physical processes. Neutrino physics dominates the physics of those astrophysical objects. Indeed, the neutrino interactions with matter is so weak, that it passes generally unnoticed and travels freely through any ordinary matter existing in the Universe. Thus, neutrinos can travel millions of light years before they interact (in general) with some piece of matter! Neutrinos are a very efficient carrier of energy drain from optically thick objects and they can serve as very good probes for studying the interior of such objects. Neutrino astronomy is just being born in recent years. IceCube and future neutrino “telescopes” will be able to see the Universe in a range of wavelengths and frequencies we have not ever seen till now. Electromagnetic radiation becomes “opaque” at some very high energies that neutrinos are likely been able to explore! Isn’t it wonderful? Neutrinos are high energy “telescopes”!

By the other hand, the solar neutrino flux is, together with heliosysmology and the field of geoneutrinos (neutrinos coming from the inner shells of Earth), some of the known probes of solar core and the Earth core. A similar statement applies to objects like type-II supernovae. Indeed, the most interesting questions around supernovae and the explosion dynamics itself with the shock revival (and the synthesis of the heaviest elements by the so-called r-processes) could be positively affected by changes in the observed neutrino fluxes (via some processes called resonant conversion, and active-sterile conversions).

Finally, ultra high energy neutrinos are likely to be useful probes of diverse distant astrophysical objects. Active Galactic Nuclei (AGN) should be copious emitters of neutrinos, providing detectable point sources and and observable “diffuse” background which is larger in fact that the atmospheric neutrino background in the very high energy range. Relic cosmic neutrinos, their thermal background, known as the cosmic neutrino background, and their detection about 1.9K are one of the most important lacking missing pieces in the Standard Cosmological Model (LCDM).

Do you understand why neutrinos are my favorite particles? I will devote this basic thread to them. I will make some advanced topics in the future. I promise.

May the Neutrinos be with you!

LOG#057. Naturalness problems.

In this short blog post, I am going to list some of the greatest “naturalness” problems in Physics. It has nothing to do with some delicious natural dishes I like, but there is a natural beauty and sweetness related to naturalness problems in Physics. In fact, they include some hierarchy problems and additional problems related to stunning free values of parameters in our theories.

Naturalness problems arise when the “naturally expected” property of some free parameters or fundamental “constants” to appear as quantities of order one is violated, and thus, those paramenters or constants appear to be very large or very small quantities. That is, naturalness problems are problems of untuning “scales” of length, energy, field strength, … A value of 0.99 or 1.1, or even 0.7 and 2.3 are “more natural” than, e.g., $100000, 10^{-4},10^{122}, 10^{23},\ldots$ Equivalently, imagine that the values of every fundamental and measurable physical quantity $X$ lies in the real interval $\left[ 0,\infty\right)$. Then, 1 (or very close to this value) are “natural” values of the parameters while the two extrema $0$ or $\infty$ are “unnatural”. As we do know, in Physics, zero values are usually explained by some “fundamental symmetry” while extremely large parameters or even $\infty$ can be shown to be “unphysical” or “unnatural”. In fact, renormalization in QFT was invented to avoid quantities that are “infinite” at first sight and regularization provides some prescriptions to assign “natural numbers” to quantities that are formally ill-defined or infinite. However, naturalness goes beyond those last comments, and it arise in very different scenarios and physical theories. It is quite remarkable that naturalness can be explained as numbers/contants/parameters around 3 of the most important “numbers” in Mathematics:

$(0, 1, \infty)$

REMEMBER: Naturalness of X is, thus, being 1 or close to it, while values approaching 0 or $\infty$ are unnatural.  Therefore, if some day you heard a physicist talking/speaking/lecturing about “naturalness” remember the triple $(0,1,\infty)$ and then assign “some magnitude/constant/parameter” some quantity close to one of those numbers. If they approach 1, the parameter itself is natural and unnatural if it approaches any of the other two numbers, zero or infinity!

I have never seen a systematic classification of naturalness problems into types. I am going to do it here today. We could classify naturalness problems into:

1st. Hierarchy problems. They are naturalness problems related to the energy mass or energy spectrum/energy scale of interactions and fundamental particles.

2nd. Nullity/Smallness problems. These are naturalness problems related to free parameters which are, surprisingly, close to zero/null value, even when we have no knowledge of a deep reason to understand why it happens.

3rd. Large number problems (or hypotheses). This class of problems can be equivalently thought as nullity reciprocal problems but they arise naturally theirselves in cosmological contexts or when we consider a large amount of particles, e.g., in “statistical physics”, or when we face two theories in very different “parameter spaces”. Dirac pioneered these class of hypothesis when realized of some large number coincidences relating quantities appearing in particle physics and cosmology. This Dirac large number hypothesis is also an old example of this kind of naturalness problems.

4th. Coincidence problems. This 4th type of problems is related to why some different parameters of the same magnitude are similar in order of magnitude.

The following list of concrete naturalness problems is not going to be complete, but it can serve as a guide of what theoretical physicists are trying to understand better:

1. The little hierarchy problem. From the phenomenon called neutrino oscillations (NO) and neutrino oscillation experiments (NOSEX), we can know the difference between the squared masses of neutrinos. Furthermore, cosmological measurements allow us to put tight bounds to the total mass (energy) of light neutrinos in the Universe. The most conservative estimations give $m_\nu \leq 10 eV$ or even $m_\nu \sim 1eV$ as an upper bound is quite likely to be true. By the other hand, NOSEX seems to say that there are two mass differences, $\Delta m^2_1\sim 10^{-3}$ and $\Delta m^2_2\sim 10^{-5}$. However, we don’t know what kind of spectrum neutrinos have yet ( normal, inverted or quasidegenerated). Taking a neutrino mass about 1 meV as a reference, the little hierarchy problem is the question of why neutrino masses are so light when compared with the remaining leptons, quarks and gauge bosons ( excepting, of course, the gluon and photon, massless due to the gauge invariance).

Why is $m_\nu << m_e,m_\mu, m_\tau, m_Z,M_W, m_{proton}?$

We don’t know! Let me quote a wonderful sentence of a very famous short story by Asimov to describe this result and problem:

“THERE IS AS YET INSUFFICIENT DATA FOR A MEANINGFUL ANSWER.”

2. The gauge hierarchy problem. The electroweak (EW) scale can be generally represented by the Z or W boson mass scale. Interestingly, from this summer results, Higgs boson mass seems to be of the same order of magnitue, more or less, than gauge bosons. Then, the electroweak scale is about $M_Z\sim M_W \sim \mathcal{O} (100GeV)$. Likely, it is also of the Higgs mass  order.  By the other hand, the Planck scale where we expect (naively or not, it is another question!) quantum effects of gravity to naturally arise is provided by the Planck mass scale:

$M_P=\sqrt{\dfrac{\hbar c}{8\pi G}}=2.4\cdot 10^{18}GeV=2.4\cdot 10^{15}TeV$

or more generally, dropping the $8\pi$ factor

$M_P =\sqrt{\dfrac{\hbar c}{G}}=1.22\cdot 10^{19}GeV=1.22\cdot 10^{16}TeV$

Why is the EW mass (energy) scale so small compared to Planck mass, i.e., why are the masses $M_{EW}< so different? The problem is hard, since we do know that EW masses, e.g., for scalar particles like Higgs particles ( not protected by any SM gauge symmetry), should receive quantum contributions of order $\mathcal{O}(M_P^2)$

“THERE IS AS YET INSUFFICIENT DATA FOR A MEANINGFUL ANSWER.”

3. The cosmological constant (hierarchy) problem. The cosmological constant $\Lambda$, from the so-called Einstein’s field equations of classical relativistic gravity

$\mathcal{R}_{\mu\nu}-\dfrac{1}{2}g_{\mu\nu}\mathcal{R}=8\pi G\mathcal{T}_{\mu\nu}+\Lambda g_{\mu\nu}$

is estimated to be about $\mathcal{O} (10^{-47})GeV^4$ from the cosmological fitting procedures. The Standard Cosmological Model, with the CMB and other parallel measurements like large scale structures or supernovae data, agree with such a cosmological constant value. However, in the framework of Quantum Field Theories, it should receive quantum corrections coming from vacuum energies of the fields. Those contributions are unnaturally big, about $\mathcal{O}(M_P^4)$ or in the framework of supersymmetric field theories, $\mathcal{O}(M^4_{SUSY})$ after SUSY symmetry breaking. Then, the problem is:

Why is $\rho_\Lambda^{obs}<<\rho_\Lambda^{th}$? Even with TeV or PeV fundamental SUSY (or higher) we have a serious mismatch here! The mismatch is about 60 orders of magnitude even in the best known theory! And it is about 122-123 orders of magnitude if we compare directly the cosmological constant vacuum energy we observe with the cosmological constant we calculate (naively or not) with out current best theories using QFT or supersymmetric QFT! Then, this problem is a hierarchy problem and a large number problem as well. Again, and sadly, we don’t know why there is such a big gap between mass scales of the same thing! This problem is the biggest problem in theoretical physics and it is one of the worst predictions/failures in the story of Physics. However,

“THERE IS AS YET INSUFFICIENT DATA FOR A MEANINGFUL ANSWER.”

4. The strong CP problem/puzzle. From neutron electric dipople measurements, theoretical physicists can calculate the so-called $\theta$-angle of QCD (Quantum Chromodynamics). The theta angle gives an extra contribution to the QCD lagrangian:

$\mathcal{L}_{\mathcal{QCD}}\supset \dfrac{1}{4g_s^2}G_{\mu\nu}G^{\mu\nu}+\dfrac{\theta}{16\pi^2}G^{\mu\nu}\tilde{G}_{\mu\nu}$

The theta angle is not provided by the SM framework and it is a free parameter. Experimentally,

$\theta <10^{-12}$

while, from the theoretical aside, it could be any number in the interval $\left[-\pi,\pi\right]$. Why is $\theta$ close to the zero/null value? That is the strong CP problem! Once again, we don’t know. Perhaps a new symmetry?

“THERE IS AS YET INSUFFICIENT DATA FOR A MEANINGFUL ANSWER.”

5. The flatness problem/puzzle. In the Stantard Cosmological Model, also known as the $\Lambda CDM$ model, the curvature of the Universe is related to the critical density and the Hubble “constant”:

$\dfrac{1}{R^2}=H^2\left(\dfrac{\rho}{\rho_c}-1\right)$

There, $\rho$ is the total energy density contained in the whole Universe and $\rho_c=\dfrac{3H^2}{8\pi G}$ is the so called critical density. The flatness problem arise when we deduce from cosmological data that:

$\left(\dfrac{1}{R^2}\right)_{data}\sim 0.01$

At the Planck scale era, we can even calculate that

$\left(\dfrac{1}{R^2}\right)_{Planck\;\; era}\sim\mathcal{O}(10^{-61})$

This result means that the Universe is “flat”. However, why did the Universe own such a small curvature? Why is the current curvature “small” yet? We don’t know. However, cosmologists working on this problem say that “inflation” and “inflationary” cosmological models can (at least in principle) solve this problem. There are even more radical ( and stranger) theories such as varying speed of light theories trying to explain this, but they are less popular than inflationary cosmologies/theories. Indeed, inflationary theories are popular because they include scalar fields, similar in Nature to the scalar particles that arise in the Higgs mechanism and other beyond the Standard Model theories (BSM). We don’t know if inflation theory is right yet, so

“THERE IS AS YET INSUFFICIENT DATA FOR A MEANINGFUL ANSWER.”

6. The flavour problem/puzzle. The ratios of successive SM fermion mass eigenvalues ( the electron, muon, and tau), as well as the angles appearing in one gadget called the CKM (Cabibbo-Kobayashi-Maskawa) matrix, are roughly of the same order of magnitude. The issue is harder to know ( but it is likely to be as well) for constituent quark masses. However, why do they follow this particular pattern/spectrum and structure? Even more, there is a mysterious lepton-quark complementarity. The analague matrix in the leptonic sector of such a CKM matrix is called the PMNS matrix (Pontecorvo-Maki-Nakagawa-Sakata matrix) and it describes the neutrino oscillation phenomenology. It shows that the angles of PMNS matrix are roughly complementary to those in the CKM matrix ( remember that two angles are said to be complementary when they add up to 90 sexagesimal degrees). What is the origin of this lepton(neutrino)-quark(constituent) complementarity? In fact, the two questions are related since, being rough, the mixing angles are related to the ratios of masses (quarks and neutrinos). Therefore, this problem, if solved, could shed light to the issue of the particle spectrum or at least it could help to understand the relationship between quark masses and neutrino masses. Of course, we don’t know how to solve this puzzle at current time. And once again:

“THERE IS AS YET INSUFFICIENT DATA FOR A MEANINGFUL ANSWER.”

7. Cosmic matter-dark energy coincidence. At current time, the densities of matter and vacuum energy are roughly of the same order of magnitude, i.e, $\rho_M\sim\rho_\Lambda=\rho_{DE}$. Why now? We do not know!

“THERE IS AS YET INSUFFICIENT DATA FOR A MEANINGFUL ANSWER.”

And my weblog is only just beginning! See you soon in my next post! 🙂